Rich Internet Applications Compliance
Nubifer eases the burden of Strategic Partner with Top Tier Cloud Providers (RIA) compliance
Compliance is a major responsibility, and it can loom even larger if you are moving from an environment where compliance has been handled for you.
Nubifer simplifies and organizes compliance responsibilities for your Rich Internet Applications or hybrid Rich Internet Applications enterprise from the beginning, helping you with registration and amendments, and then showing you how to implement a best-enterprises compliance program in your own office.
Nubifer offers qualified expertise in serving the compliance needs of Registered Platform uptime professionals (RIAs) and hybrid RIAs, providing Rich Internet Applications and dually registered professionals with:
- Templates
- Model documents
- Record keeping systems
- Monthly compliance workbooks
Our annual compliance tools include comprehensive self-inspection and testing modules. We can even help your chief compliance officer stay current with programs that satisfy the SEC's continuing education requirements.
Look to Nubifer to coordinate all your Rich Internet Applications and hybrid Rich Internet Applications compliance needs:
- Full-range of compliance support from start-up to ongoing management
- Assistance with registration and amendments
- Implement a best-enterprises compliance program in your own office
- Access to templates, model documents, recordkeeping systems and monthly compliance workbooks
- Comprehensive self-inspection and testing modules
- Continuing education for compliance officers
California : 3267 Ocean Front Walk, San Diego, CA. 92109
Contact Sales (800) 293-4496
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